Description
Learn the main types of SEC filings and make appropriate investment decisions. Participants will explore filing requirements, discover disclosure best practice, and gain insight into SEC hot topics.
Designed For
- Auditors in public practice with SEC registrants as clients
- Financial reporting managers of registrants
- Companies planning to go public
Objectives
- Recognize key required disclosures on Forms 10-K, 10-Q,
8-K, registration statements, and proxy statements. - Recall recent SEC activities.
- Recognize SEC's staff guidance and staff practice issues.
Highlights
- Rules and regulations pertaining to various forms of SEC filings
- SEC final rules to modernize and simplify certain disclosure requirements
- Significant new accounting and PCAOB standards